Wertheim Inc.

SEC slaps Schwab with warning over bond funds; Wells notice heightens likelihood of YieldPlus settlement, experts say.(News)
Investment News; 10/19/2009; 1073 words; ...the Financial Industry Regulatory Authority Inc.'s website. The Oct. 1 claim was for $327,000. Alison Wertheim, a Schwab spokeswoman, would not comment...story. Copyright 2009 Crain Communications Inc. All Rights Reserved.

Securities America advisers hawked private placements, suit claims; Despite warnings from court-appointed receiver, firm allegedly forged ahead.(News)
Investment News; 10/12/2009; 1071 words; ...advisers with Securities America Inc. continued to sell offerings...of Medical Capital Holdings Inc., a medical-receivables...Cross became concerned, Janine Wertheim, senior vice president and...company, Ameriprise Financial Inc., as a defendant. Chris Reese...

Morgan Joseph Announces Mitchell S. Stern Joins Healthcare Investment Banking Group as a Managing Director.
Investment Weekly News; 10/3/2009; 740 words; ...investment banking for SMH Capital Inc., as well as Managing Director...amp; Co., Schroder & Co. Inc. (Wertheim Schroder), Salomon Brothers and...Joseph Morgan Joseph & Co. Inc., a full service investment bank...

Publications.(IFA'S 2010 SUPPLIER SOURCE BOOK)(Directory)
Franchising World; 10/1/2009; 1889 words; ...and Asia Pacific Franchise Directory. CANADIAN BUSINESS FRANCHISE MAGAZINE Kenilworth Media Inc. (905) 771-7333 (905) 771-7336 FAX 15 Wertheim Court, Suite 710, Richmond Hill, ON L4B 3H7 Canada Email: etolles@kenilworth.com Internet...

Morgan Joseph Appoints Managing Director of Its Healthcare Investment Banking Group
Wireless News; 9/16/2009; 338 words; ...investment banking for SMH Capital Inc., as well as Managing Director and...amp; Co., Schroder & Co. Inc. (Wertheim Schroder), Salomon Brothers and Deloitte...Copyright 2009 Close-Up Media, Inc. All Rights Reserved.