Kaswell and Company Inc.

REP. BARNEY FRANK CHAIRMAN REP. BARNEY FRANK HOLDS A HEARING ON OVER-THE-COUNTER DERIVATIVE MARKET REFORM
Washington Transcript Service; 10/7/2009; 39358 words; ...FEDERAL GOVERNMENT RELATIONS, CARGILL INC. RENE STULZ, CHAIRMAN, BANKING AND...MANAGING DIRECTOR, MORGAN STANLEY, STUART KASWELL, EXECUTIVE VICE PRESIDENT, MANAGING...TREASURY OPERATIONS, DEERE & COMPANY CHRISTOPHER FERRERI, MANAGING DIRECTOR...

REP. BARNEY FRANK HOLDS A HEARING ON OVER-THE-COUNTER DERIVATIVE MARKET REFORM
Political Transcript Wire; 10/7/2009; 39905 words; ...FEDERAL GOVERNMENT RELATIONS, CARGILL INC. RENE STULZ, CHAIRMAN, BANKING AND...MANAGING DIRECTOR, MORGAN STANLEY, STUART KASWELL, EXECUTIVE VICE PRESIDENT, MANAGING...TREASURY OPERATIONS, DEERE & COMPANY CHRISTOPHER FERRERI, MANAGING DIRECTOR...

REP. BARNEY FRANK CHAIRMAN REP. BARNEY FRANK HOLDS A HEARING ON CAPITAL MARKET REGULATORY REFORM
Washington Transcript Service; 10/6/2009; 43842 words; ...PRESIDENT, FUND DEMOCRACY, INC. JOHN TAFT, HEAD OF WEALTH...FINANCIAL FOR LUTHERANS STUART KASWELL, GENERAL COUNSEL, MANAGED...COALITION OF PRIVATE INVESTMENT COMPANIES TERRY MCGUIRE, CO-FOUNDER...CHAIRMAN, RGA REINSURANCE COMPANY DENNIS S. HERCHEL, ASSISTANT...MASSACHUSETTS MUTUAL LIFE INSURANCE ...

REP. BARNEY FRANK HOLDS A HEARING ON CAPITAL MARKET REGULATORY REFORM
Political Transcript Wire; 10/6/2009; 44400 words; ...PRESIDENT, FUND DEMOCRACY, INC. JOHN TAFT, HEAD OF WEALTH...FINANCIAL FOR LUTHERANS STUART KASWELL, GENERAL COUNSEL, MANAGED...COALITION OF PRIVATE INVESTMENT COMPANIES TERRY MCGUIRE, CO-FOUNDER...CHAIRMAN, RGA REINSURANCE COMPANY DENNIS S. HERCHEL, ASSISTANT...MASSACHUSETTS MUTUAL LIFE INSURANCE ...

Advisers, investors call for reinstating uptick rule; Brokerage industry deems it unnecessary, but would live with modified regulation of short sales.(News)
Investment News; 6/29/2009; 1290 words; ...Franz Wealth Management Inc. of Palm Desert, Calif...James Financial Services Inc. of St. Petersburg...damage to some great companies, Ms. Ellis wrote...proposals, said Stuart Kaswell, executive vice president...short selling, Mr. Kaswell said. "We shouldn...