Linsco/Private Ledger Corp.

ENFORCEMENT: SEC Judge Bars Former Investment Adviser from Securities Markets.(Washington)
The Bond Buyer; 2/26/2009; 873 words; ...California Corporations Commission over the scheme. Nelson was a registered representative associated with Linsco/Private Ledger Corp., which was registered as both a broker-dealer and an investment adviser, at the time he began participating...

Indie biz model grows despite aggressive regulation; LPL's growth emblematic of industry's potential.(10th Anniversary)
Investment News; 6/9/2008; 1347 words; ...technology stocks in 2000. On the flip side, the remarkable growth since 1998 of LPL Financial, formerly Linsco/Private Ledger Corp., has become emblematic of the industry's potential. Ten years ago, LPL Financial of Boston was a big...

VA FIRMS STEP UP WHOLESALER TRAINING; Move comes in response to seven-day rule, but more is needed, advisers say.(Special Report: Variable Annuities)
Investment News; 2/25/2008; 1197 words; ...disclosure to their clients, which ultimately led him to leave the business. He said that his broker-dealer, Linsco/Private Ledger Corp. of Boston and San Diego, has been proactive in keeping people up to date in regard to requirements related...

Irate reps plan class action against Ameriprise; Losing AmEx brand breached agreement, franchisees say.(News)
Investment News; 2/25/2008; 1171 words; ...Obviously [Ameriprise advisers] can come over to us or Commonwealth [Financial Network LLP of Boston] or Linsco[/Private Ledger Corp. of Boston and San Diego] and get a better deal [on payout], so why do they stay [with Ameriprise...

LPL's CIO says tools are sound; Firm pledges more money for products and services that monitor technology.(News)
Investment News; 2/18/2008; 699 words; ...glitches, according to its new chief information officer. Chris Feeney, who joined the San Diego-based unit of Linsco/Private Ledger Corp. last week, oversees the independent broker-dealer's business technology services group. He joined LPL...