Ackerman and Co.

REGULATION: FINRA Fines Morgan Stanley, Other Firms.(Washington)
The Bond Buyer; 11/17/2009; 1237 words; Byline: Andrew Ackerman The Financial Industry Regulatory Authority censured and fined four firms...monthly disciplinary actions also were imposed on Wadsworth Investment Co. in Wallingford, Conn., Cumberland Brokerage Corp. in Philadelphia...

AUCTION-RATE SECURITIES: Agency Seeks ARS Exchange; Lender Is Offering Floating-Rate Notes.(Washington)
The Bond Buyer; 11/16/2009; 1179 words; Byline: Andrew Ackerman WASHINGTON - Brazos Student Finance Corp.wants to be the first student...last week that it is working with Morgan Stanley and Merrill Lynch & Co. on an exchange involving about $500 million of senior and subordinate...

Southern Cross Group and Evercore Mexico Capital Partners Sign Agreement to Acquire a Controlling Interest in Servicios Corporativos Javer.
Investment Weekly News; 11/14/2009; 1455 words; ...Alfredo Castellanos from Evercore, Fernando Alvarez Neila, Joe Ackerman and independent board members to be appointed shortly after...the company's competitive position," declared Pedro Aspe, Co-Chairman of Evercore. Roberto Russildi, Javer's CEO commented...

Schapiro Sees Muni Disclosure Vote in '10.(Washington)
The Bond Buyer; 11/13/2009; 1940 words; Byline: Andrew Ackerman WASHINGTON - The Securities and Exchange Commission will likely vote...County commissioners and broker-dealers, including Goldman, Sachs & Co., to ensure that JPMorgan would be selected as managing underwriter...

FORM 8-K: WELLS FARGO & COMPANY ANNOUNCES FINANCIAL STATEMENTS, EXHIBITS
US Fed News Service, Including US State News; 11/10/2009; 747 words; ...Nov. 6 -- WELLS FARGO & CO/MN., San Francisco, files Form...its charter is WELLS FARGO & CO/MN. State of Incorporation...November 6, 2009 By /S/ PAUL R. ACKERMAN Paul R. Ackerman Executive Vice President and Treasurer...