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Financial Planning Briefs.

Publication: The Practical Accountant
Publication Date: 01-FEB-06 		Format: Online
Delivery: Immediate Online Access
Full Article Title: Financial Planning Briefs.(Merrill Lynch and Company Inc. and Wells Fargo & Co. fined)(Fidelity Charitable Gift Fund introduces investment pool program)(National Association of Personal Financial Advisors develops financial planning checklist)

Article Excerpt
$19.4 MILLION FINE FOR IMPROPER SALES

The National Association of Securities Dealers has fined Merrill Lynch, Wells Fargo, and Linsco a total of $19.4 million for suitability and supervisory violations relating primarily to sales of Class B mutual fund shares as well as some Class C mutual fund shares. These were part of NASD's continuing investigation into sales practices of mutual funds.

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