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Continuing education quiz.(Compliance Officer)

Publication: ABA Bank Marketing
Publication Date: 01-NOV-05
Format: Online
Delivery: Immediate Online Access

Article Excerpt
Your Compliance Officer: Friend or Foe?

by Janet Bigham Bernstel

1. For the smoothest relationship with the compliance department, the marketing department needs to:

[] Involve compliance at the campaign's beginning.

[] Maintain a strict adversarial relationship.

[] on...

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...Push the campaign through schedule, even if it means bypassing compliance.

2. The marketing department should expect all of the following from compliance department except for:

[] Timely responses.

[] General training on compliance issues.

[] Saying...

NOTE: All illustrations and photos have been removed from this article.

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