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CFTC sanctions ADM.

Publication: Feedstuffs
Publication Date: 30-MAR-09
Format: Online
Delivery: Immediate Online Access
Full Article Title: CFTC sanctions ADM.(Commodity Futures Trading Commission)(ADM Investor Services Inc)(Brief article)

Article Excerpt
THE Commodity Futures Trading Commission (CFTC) simultaneously filed and settled charges against ADM Investor Services Inc. (ADMIS) for violating rules governing post-execution allocations, maintenance of books and records and supervision of its employees, a CFTC statement said.

The CFTC order sanctioned ADMIS with a $200,000 civil monetary penalty, among...

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