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Regulatory Power for Brokers.

Publication: Broker Magazine
Publication Date: 01-MAR-08
Format: Online
Delivery: Immediate Online Access

Article Excerpt
When it comes to educating legislators, industry experts like Jason Friedman of Compliance Technologies agree that there are important lessons to be learned from the current crisis and down cycles experienced in the past. In his view, when it comes to brokers, that means better screening and compliance requirements....

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