Securities Regulation Law Journal

Click on article title to view & purchase. Articles are sorted by their publication date in reverse chronological order.

The SEC and prime bank securities frauds: past, present and future.
March 01, 2003

Is there a need for new rule-making: securities offerings, the Interne...
March 01, 2003

Love me tender, love me true: compensating management and shareholdes ...
March 01, 2003

"Tips" to avoid corporate/securities malpractice.
March 01, 2003

A question arising under Rule 144(d)(1) when a non-affiliate sells res...
March 01, 2003

The Sarbanes-Oxley Act of 2002: what it means for business litigators.
December 01, 2002

A critique of the NYSE's director independence listing standards.
December 01, 2002

The prohibition of warehousing under Rule 14e-3.
December 01, 2002

The puffery defense: from used car salesman to CEO.
December 01, 2002

Has Sarbanes-Oxley killed the broker-assisted cashless exercise for Se...
December 01, 2002